Code of Ethics
To act with
Honesty and Integrity at all times - This will extend to
representations made in advertising, commissions received, all
communications, advice provided and customer applications.
This will ensure that the best interests of both the customer and
financial institution are always upheld.
To comply with
all Laws and Regulations relating to the Mortgage Industry,
Insurance Industry and Investment Industry - To maintain a
current understanding of an adherence to all laws and regulations as
they pertain to the finance industry.
Conflicts of
Interest - In each professional assignment undertaken, a Member
must both be and be seen to be free of any interest which is
incompatible with the best interests of the customer. This
will extend to both product advice and commissions received.
Substantiation of any recommendation will be freely provided to the
customer.
To maintain
Confidentiality in all dealings
To help
everyday people, every day
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